This Week’s Finds in Mathematical Physics (Week 246)
Posted by John Baez
In week246 of This Week’s Finds, read about Peter Woit’s Not Even Wrong and Lee Smolin’s The Trouble With Physics:
In week246 of This Week’s Finds, read about Peter Woit’s Not Even Wrong and Lee Smolin’s The Trouble With Physics:
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First of all, the application of mathematical techniques from string theory to the problem of heavy ion collisions is completely separate from the issue of whether string theory is a correct theory of fundamental particle physics. The stuff you’re talking about is just a clever new way of doing calculations in Standard Model physics. Even if it works, it doesn’t mean the universe is made of strings.
Do you know this? I ask because I just realized, to my horror, that it might not be obvious to layfolk! It’s obvious to physicists.
It’s as if Einstein figured out a way to use math from general relativity to solve problems in hydrodynamics. Suppose it turned out that these methods could correctly predict what happens when you flush your toilet. This would not mean general relativity is correct! To test general relativity you need to look at bending starlight or black holes, not flush toilets.
Second of all, it’s not clear how well these AdS/CFT methods actually work. Since string theory is supersymmetric, these methods actually apply to something called supersymmetric Yang–Mills theory. This is similar to the ordinary Yang–Mills theory that we use to describe quarks and gluons… but it’s different. So, it only gives approximately correct answers for the real-world problems involving quarks and gluons, and there’s a bit debate over how well it works, and how much it’s been hyped.
Over at that blog you mentioned, Backreaction, you’ll see that Larry McLerran has given Brian Greene a “Pinocchio award” for overstating how well these AdS/CFT methods work for relativistic heavy ion collisions! Here’s one of his slides:

Here ‘ SUSY Yang–Mills’ is the theory that string theory techniques can be applied to, while quantum chromodynamics (= ‘QCD’) is the theory that actually describes the strongly coupled quark-gluon plasma (= ‘sQGP’) they’re seeing at the Relativistic Heavy Ion Collider (= ‘RHIC’). The slide is pointing out how these are quite different.
See the blog for more details.
John Baez wrote:
The stuff you’re talking about is just a clever new way of doing calculations in Standard Model physics. Even if it works, it doesn’t mean the universe is made of strings.
When my lawyer and artist friends ask me (“that physics guy”) about string theory, this is one of the points I try to get across, and it seems to transmit well. It’s just string theory going back to its roots, after all. So, leaving aside the point raised by Polchinski, the idea appears to be pretty easily grokkable.
Polchinski wrote:
String-theory skeptics could take the point of view that it is just a mathematical spinoff. However, one of the repeated lessons of physics is unity — nature uses a small number of principles in diverse ways. And so the quantum gravity that is manifesting itself in dual form at Brookhaven is likely to be the same one that operates everywhere else in the universe.
One could easily take this idea too far. In undergrad quantum mechanics, I was taught to solve the hydrogen atom with a method which is essentially the grandchild of superstrings, but that doesn’t mean the universe is “stringy”!
My biggest concern with the AdS/CFT business is not that it shows string theory is correct, or anything like that. Instead, it worries me that a discussion which purports to concern the sociology of science seems to sidestep the question of what a significant fraction of the scientists are actually doing. If a large group of people are not being seduced by the “Theory of Everything” grail-shaped beacon, but instead choosing to work in a mathematically related field with direct ties to experiment, then doesn’t that have incredible importance for the psychological and sociological parts of the argument? This holds true, I think, even if the QGP calculations never really bear fruit — say, if the whole thing doesn’t give much more precise answers than dimensional analysis.
To steal the Vegas analogy, it’s as if a group of gamblers had decided to play the odds a better way: they put computers in their shoes to predict where roulette balls will fall, or they make side bets with people around the craps table who have superstitious ideas about lucky numbers. They’re not playing the same game as the tourists, but they’re seeing real money. Can any study of the gambling world rightfully ignore them?
Conflict of Interest Disclaimer: my only stake in the String Wars is a small one. I took Barton Zwiebach’s String Theory for Undergraduates (8.251) and helped proofread the textbook, when it was only a stack of LaTeX documents. I worked the exercises in the last few chapters to make sure that an actual undergraduate with no intellectual superpowers had a chance of solving them. In my mind, this was a good thing to do even if the whole thing goes kaput and the M in M-theory turns out to stand for “mud pie”. After all, we’ll only be able to tell if the ideas are good or not if enough brains can gather around them. CITOKATE — “criticism is the only known antidote to error”.
I’m all in favor of string theorists using the technology they’ve developed to tackle real-world problems like the study of quark-gluon plasma. I just wanted to make sure Mr. Serg271 here understood the difference between the supersymetric quark-gluon plasmas these folks are studying, the actual quark-gluon plasmas folks are creating at Brookhaven, and string theory as a theory of fundamental physics.
I’m not surprised that a bunch of string theorists, starved for contact with experiment, would enjoy working on this stuff. Grail-shaped beacons are all very well and good, but physicists only bring home the bacon when they predict the results of experiment.
So, the big question is: how much reliable information can we obtain about real-world quark-gluon plasmas from studying their supersymmetric analogues? I’d like to know… but I guess this is very controversial, since I’ve seen diametrically opposite claims.
I would also enjoy knowing how many string theorists are working on this stuff. Clifford Johnson claims it’s “a huge percentage”. Any idea what percentage that is, or how many people it amounts to?
I’m less interested in grinding some sociological axe than getting some data. I’m sick of the String Wars — I only wrote about these books because I felt some kind of duty to do so. What I really want to talk about is Schur functors, Littlewood–Richardson rules, cohomology of Grassmannians, and groupoidification! But that’ll be next Week’s Finds.
Maybe I should try throwing together a script which browses the arXiv and counts how many different authors have written papers relating to or citing a given publication (in this case, perhaps hep-ph/0608177). Heck, I could probably get a journal article in social networks out of that.
What I really want to talk about is Schur functors, Littlewood–Richardson rules, cohomology of Grassmannians, and groupoidification! But that’ll be next Week’s Finds.
Roll on next week!
Well that I definitely understand. I also got the idea that “stringy” SUSY QGC is not exactly the same as that of Standard Model. But I had heard the opinion that the prediction of SUSY QGC seems an “unexpectedly good” fit to experiment. I guess we have to wait for more results from RHIC or LHC. But if this correspondence works, isn’t it an argument in favor of string theory? At least that does mean it’s not self-contradictory and not trivial (in the sense that it potentially can predict something).
I imagine that the success of SUSY QCD depends on which quantity you are looking at. The susceptibility seems only to be off by a few percent, whereas the beta-function is off by a factor infinity, since N=4 SYM remains scale invariant after quantization.
The problem with AdS/CFT in this context is that it is an uncontrolled approximation, AFAIU. That it involves infinitely many colors is not a problem, since you typically can calculate n-color corrections as a power series in 1/n, and 1/3 is close to 1/infinity.
In contrast, a theory with SUSY, especially four SUSIES, is qualitatively different from a theory without SUSY. I have at least never heard of somebody considering N = 4-ε SYM, work out the corrections as a power series in ε, and set ε = 4 in the end, which one would expect to do if one could turn N=4 SYM into a starting point for a controlled approximation.
Littlewood-Richardson rules – the 1934 results on Grassmannians, with the pretty proof, and the new applications such as tableaux and Knutson and Tao’s puzzles being found? Cool!
And wasn’t Grassman a Valley Crosser to the extent that he was consider a lunatic by some hillclimbers?
In TWF 246, John wrote:
Once I drove through Las Vegas, where there really is just one game in town: gambling. I stopped and took a look. I saw the big fancy casinos. I saw the glazed-eyed grannies feeding quarters into slot machines, hoping to strike it rich someday. It was clear: the odds were stacked against me. But, I didn’t respond by saying “Oh well - it’s the only game in town” and starting to play.
Instead, I left that town.
Earlier on this blog page, he also wrote:
It’s as if Einstein figured out a way to use math from general relativity to solve problems in hydrodynamics. Suppose it turned out that these methods could correctly predict what happens when you flush your toilet. This would not mean general relativity is correct! To test general relativity you need to look at bending starlight or black holes, not flush toilets.
I laughed out loud when I read these. Arguments about the “String Wars” aside, I feel that these two passages demonstrate John’s amazing ability for a turn of phrase! He gets the Oscar “Lifetime Achievement Award for Explaining the Complicated in Simple Terms.”
It is true that N=4 and QCD are quite different. However, AdS/CFT can be deformed to cases which are non-SUSY and or non-conformal, and many view this as an existence proof that a string theory dual to QCD is possible. I really yearn for it because it will put to rest a lot of absurd criticisms of string theory. For example:
“Even if it works, it doesn’t mean the universe is made of strings.”
I imagine a conversation like this many years ago.
“Even if this so-called `wave-particle duality’ you propose works, it doesn’t mean the particles in our universe are actually waves. It’s just some new-fangled mathematical mumbo-jumbo.”
Gauge/gravity duality is no different. If you prefer to say the world is “made of gluons”, which in a certain limit behave like coherent states of gravitons, that’s fine. If I prefer to say the world is “made of gravitons, which move around in some higher dimensional curved space”, but in certain limits behave like coherent states of gluons in 4-dimensional Minkowski space, that’s equally fine. Each description is useful in different regimes, but none is more “true” than the other.
To put it another way: there are hundreds or thousands of people around the world who are working on QCD. In fact, they are working on string theory; they just don’t know it yet.
It is true that N=4 and QCD are quite different. However, AdS/CFT can be deformed to cases which are non-SUSY and or non-conformal, and many view this as an existence proof that a string theory dual to QCD is possible.
Alas, for this to be useful the putative string dual must be tractable. If you can replace physical QCD with a much more complicated theory, you haven’t gained anything.
“Even if it works, it doesn’t mean the universe is made of strings.”
I imagine a conversation like this many years ago.
“Even if this so-called `wave-particle duality’ you propose works, it doesn’t mean the particles in our universe are actually waves. It’s just some new-fangled mathematical mumbo-jumbo.”
Another conversation from long ago:
“Even if this ether theory that you propose works, it does not mean that electromagnetic waves in our universe are really waves in the ether.”
Anyway, if quantum gravity combines background independence with locality, QJT is the only game in town. This is because only QJT supports the 4D diff anomalies which are necessary to have correlators depend on separation. As is well known, even infinite conformal symmetry in the strict sense is incompatible with locality. Nontrivial correlators, i.e. a positive anomalous dimension, requires an anomaly, and diffeomorphisms work the same way as conformal transformations.
“Each description is useful in different regimes, but none is more “true” than the other”
The description of QCD in terms of gauge fields is certainly more “true” than any known description in terms of strings. QCD is a fully non-perturbative theory, unlike string theory. Not only has no one yet found a version of string theory that accurately approximates QCD at weak (string) coupling, but there is not even a proposal for a non-perturbative string theory that would be fully equivalent to QCD.
And, being wildly optimistic and assuming you find such a thing, the universe will still not be “made of strings”, since there is the rest of the standard model to take into account. You have to find a non-perturbative string theory whose strong-coupling limit gives you electroweak gauge fields, spinor fields, the Higgs mechanism, etc. Or else you have to get this out of weakly coupled strings/branes, an idea which has led to the “landscape” and pretty conclusive failure.
Comparing the current situation of string theory vs. QFT to wave-particle duality doesn’t seem to me to hold water. When people were talking about wave-particle duality they had a specific, testable and validated model to point to.
Working on finding a string theory dual to QCD is certainly a valid project with some promise. But it doesn’t justify in any way claiming vindication for the project of unifying quantum gravity and the Standard Model using 10d strings.
John quotes Peter Woit quoting Michael Atiyah remarking that:
If we end up with a coherent and consistent unified theory of the universe, involving extremely complicated mathematics, do we believe that this represents “reality”?
If all the rich mathematics springs from a simple principle then, yes, I would be inclined to do so.
Or, better, put the other way around: I would be surprised, then, if all that rich structure had no place in the reality we perceive.
The math used in string theory may be complicated and demanding. But so is that of the 3-body problem in Newtonian mechanics.
The principle from which all this math springs from is, however, rather simple: pass from the functional used in quantum field theory on maps from the interval into some pseudo-Riemannian space
to the functional
on maps from 2-dimensional spaces into target space.
Quantizing (and second quantizing) this gives all the rich structure that is called “string theory”.
And all the indeterminacy: what would be more irritating: if the formula (2) completely encoded the mass of the pion, or if it did not?
The remarkable thing is that we can choose target spaces (1) such that (2) knows about anything like pions at all.
Which doesn’t prove anything. But is remarkable.
Perhaps Atiyah would object to his “extremely complicated mathematics” becoming “rich mathematics”. I would guess that he thought it wasn’t rich.
Perhaps Atiyah would object to his “extremely complicated mathematics” becoming “rich mathematics”. I would guess that he thought it wasn’t rich.
A lot of the math that appeared in string theory was his math: K-theory, index theory.
If string theory turns out to have nothing to do with physics, it will remain a pool of rich mathematics.
The dynamics of string backgrounds is that of Ricci flow (or the other way around).
If you like to put it that way: points in that infamous “string landscape” are fixed points of a generalized Ricci flow.
I’d call that “rich mathematics”. Though it is certainly complicated, too.
There are mathematicians working on a mathematical field called topological T-duality who don’t know the first thing about string theory. Their field originates in string theory and is being pursued as a mathematical entity in its own right.
As you know, the latest in that direction is geom. Langlands. Rich and complicated.
So Atiyah’s comment is rather odd from your perspective? Necessarily, any simply principled ‘theory of everything’ will require complicated techniques to extract the way our messy universe is. Simple consequences of simple principles would be too, well, simple?
So Atiyah’s comment is rather odd from your perspective?
The part of the quote that I have seen, taken by itself – yes.
Necessarily, any simply principled ‘theory of everything’ will require complicated techniques to extract the way our messy universe is.
I would think so.
Simple consequences of simple principles would be too, well, simple?
And rather unlikely to describe a highly non-symmetric world.
Urs and David,
I actually sent Atiyah a draft of the book, in particular to ask him about whether I was accurately reflecting his opinions in the final section where I discussed some of what he had said at the recent conference in honor of Gelfand. He sent me back some comments and a draft of the writeup for his talk that I ended up quoting in the book.
Atiyah is definitely more of a fan of string/M-theory than I am, and he reminded me that he is a co-author with Witten of a paper on M-theory and has an extremely high opinion of Witten’s judgement in these matters. I don’t want to put words in his mouth, but I think what he wrote for the Gelfand conference speaks for itself. I believe he sees string/M-theory as a very fruitful source of mathematical ideas and something that has probably captured some aspect of physical reality, but he’s no fan of the complicated mess that 10/11 dimensions leads one into. The fact that this complicated mess invokes algebraic geometry of 3-folds, K-theory, index theory, the Ricci flow and all sorts of other sophisticated mathematical technology is not necessarily something he would see as a positive thing. Atiyah knows those subjects well enough to distinguish between a deep and a superficial use of them, and I think he’s fairly explicit in saying this is not a deep use of mathematics.
I think his attitude is not fundamentally different than that of David Gross, who continually makes the point that we “don’t know what string theory is”, that the current understanding of string theory both lacks any deep new symmetry principle and a non-perturbative formulation. Gross hope that a deeper understanding of string theory will lead to a revision of our ideas about space and time. This is pretty much the same as what I think Atiyah would like to see, a mathematically deeper and more geometrical insight into what is going on with string theory, one that would do away with the rather complicated and ugly constructions it currently uses to (unsuccessfully) connect to reality.
And, by the way, that “unsuccessfully” is the point. If these constructions actually led to any accurate predictions of anything about the world, Gross or Atiyah wouldn’t be going on so much about how important it is to look for something simpler.
So, then, it seems that when Atiyah refers to (in the above quote) “extremely complicated mathematics”, he is actually referring to the infamous algorithmic complexity (meaning: it takes us lots of pages to define) of those backgrounds that are known to produce something close to the standard model.
If that’s what is meant, I would just remark that I would maybe hesitate to call this kind of complexity “complicated mathematics”. It is rather “complicated data”:
some fixed points of your Ricci flow will take you more effort (more parameters) to specify than others. The math governing them is the same in both cases.
Or: some solutions of Newton’s equations may require specifying more data – like for instance that of the solution describing the 9-body problem being our solar system – than others – like that describing just the earth-moon system.
Once some people were concerned about this algorithmic complexity of the solar system. At least a great mind like Kepler was. Kepler proposed that the distance relationships between the six planets known at that time could be understood in terms of the five Platonic solids. #.
“Oh how naive!”, we say today. We know that the precise distances and masses in the solar system are a result of various arbitrary coincidences in the details of the history of its formation, and that there is no reason to expect that the algorithmic complexity of this particular solution of Newton’s equations is less than that given by specifying all these parameters one by one.
But somehow, we are in a similar situation now with respect to the standard model of particle physics as Kepler was back then with respect to the solar system.
We do not know: are the number and masses and couplings of the particles in the standard model a result of various arbitrary coincidences in the details of the history of its formation? Or should we expect their algorithmic complexity to be much less?
Nobody really can know the answer to that today, for sure.
Urs wrote in small part:
the 9-body problem being our solar system
That’s Sun and 8 planets, eh? Poor Pluto. –_^
the 9-body problem being our solar system
That’s Sun and 8 planets, eh? Poor Pluto. –_^
Yeah. Pluto is out, as is, then, Charon, the entire Kuiper belt, the Oort cloud, etc.
The point in the landscape of solutions to Newton’s equations that we are at is so disgustingly complex that I’ll gladly make some approximations to get anywhere at all.
(…)it will remain a pool of rich mathematics.
Is mathematics endless? Is it limited by our own mind? Or is it external to our mind? (If these questions make sense)… What could the existence of a richer and richer (or more complicated, for what is worth) mathematics tells us about reality itself?
Christine
I think the expression “pool of rich mathematics” can only be taken here as a (subjective) statement made by someone relying on his/her past experience rather than a claim that “math is endless” as you ask (which I think isn’t).
About your other questions, complicated mathematics may not have anything to do with reality, just like it’s possible to imagine what the life of a bunch of blue elephants who speak seven languages would be like: pretty complicated but not real. Since maths is always purely imagined (in the sense of not exerting any influence on non-humans, like a cat or a rock) the same non-relevance argument applies.
complicated mathematics may not have anything to do with reality, just like it’s possible to imagine what the life of a bunch of blue elephants who speak seven languages would be like: pretty complicated but not real
No. That is not the line of reasoning that I meant with my question. The fact that we can do complicated mathematics has implications on how our mind works. Why is our intellect mathematically driven and what clues does this fact give about reality? If mathematics is in principle an ever evolving activity as far as we humans evolve, why does reality allow such a state of affairs? Why is it not much more constrained? Or is it really constrained (but we still do not know how far)? Then, why?
Christine
Christine,
Mathematics tells us about the world precisely because it tells us about the nature of our minds. I wrote about this in an essay in Sica’s book The Language of Science
Dear Scott Carter,
Very interesting essay throughout, but I specially appreciate one of the last paragraphs, starting with “mathematical studies are studies of self-realization”, etc.
And, “The truths come from introspection, but they remain objective”, this remains quite mysterious and intriguing to me…
Thanks,
Christine
Is Math endless? Probably. Is math about the Universe endless? Possible, but less probable, in the following sense.
Richard Feynman, most of the time, exulted in how simple assumptions could lead to robustly complicated behaviors. He loved solving problems on the fly, and, in his famous course “Physics X”, even liked to solve audience-supplied problems in public. Well, in a classroom of grad students, a few undergrads, and visitors.
Yet once in a while, he entertained an alternative view. He discussed with me more than once (1968 until a few months before his death) the possibility that there are actually an infinite number of “natural laws”, each expressed by its own equations, with no more fundamental meta-equation. Perhaps, he speculated, some of these infinite number of natural laws only occur at very high energies, or very weird combinations of parameters, or at different ages of the universe.
He always claimed that there were plenty of people, even at Caltech, who were better at Math than him. He gave some priority to his “physical intuition.” He even told me that he tolerated my relative weakness in Math because I did have good physical intuition. He was skeptical of String Theory as perhaps pretty Math, but not established to have any connection to Physics as he saw it.
John wrote in TWF in part:
For example, some people have tried to refute the claim that string theory makes no testable predictions by arguing that it predicts the existence of gravity! This is better known as a “retrodiction”.
This is not even retrodiction! Retrodiction is (in the English Wikipedia’s current words) ‘the act of making a prediction about the past’. Logically, it is still a scientific prediction (that is, a factual claim whose truth we do not know but which we believe and intend to test). Retrodiction may be used, for example, in archaeology, to predict what the contents of a site will be before it is excavated.
Rather, ‘predicting’ gravity is more akin to postdiction, which is (to edit the text of Wikipedia) ‘an effect of hindsight bias that explains claimed predictions of significant events, such as plane crashes and natural disasters’. This term is used by those sceptical of paranormal phenonema, properly extended here to scepticism of string theory.
Indeed, in fundamental physics that seeks to describe the nature of time itself, the difference between prediction and retrodiction is ill defined, while postdiction is quite different. The difference between (scientific) pre-/retro-diction and (pseudoscientific) postdiction is the position in the subjective timeline of the one making the -diction.
But, the “only game in town” argument is still flawed.
I certainly hope that nobody is seriously using this phrase as an argument! It was originally the punch line to a sarcastic joke, quoted here from an article about online casinos:
Reminds me of one of the more legendary gamblers of all time named Canada Bill. His gambling immortality does not rest on his gambling prowess, nor his formidable wins or losses. He is remembered by a single line he once uttered on the Mississippi, a phrase recited by a myriad of gamblers since. Bill was losing his entire bankroll at Faro when a friend approached and said, “Bill, don’t you know this game is crooked?” “Yes,” answered Canada Bill, “but it’s the only game in town.”
Your Las Vegas parable is just a less sarcastic way of pointing out precisely the same point. Anybody earnestly using this phrase is making a fool of themself (like an anti-immigration politician citing Robert Frost).
Many historians of physics reckoned that general relativity’s accounting for the anomalous precession of Mercury’s perihelion was hugely influential in getting physicists to sign up to it. Now what kind of ‘-diction’ was involved there? The anomaly had been known for several years.
Philosophers of science usually call it a retrodiction. Fierce debate broke out perhaps twenty years ago about the degree of support to a theory in such a case. Did it matter whether the data had been used in the construction of the theory, etc. Indeed, Einstein had rejected an earlier theory because it was incompatible with this data.
Some argue that it’s not the temporal order of the devising of a theory and the observation of data that matters, but rather a question of the extent to which to explain the data you need to fix certain parameters, i.e., that there is a timeless relation of support between evidence and theory.
When you look into the details of a case, things become mighty complicated.
Some argue that it’s not the temporal order of the devising of a theory and the observation of data that matters, but rather a question of the extent to which to explain the data you need to fix certain parameters, i.e., that there is a timeless relation of support between evidence and theory.
Yes, exactly.
The Schrödinger equation (plus some extra data) still predicts the diameter of the hydrogen atom, doesn’t it?
We don’t teach students that Schrödinger’s equation “retrodicts” or “postdicts” the size of the hydrogen atom, just because the comparison with experiment had been done long time ago.
I would not think that the term “predictions of a theory” is usually used in the sense of “gives us a vision of the future” (though that may be a special case), but in the sense of “these facts are derivable from the axioms of the theory plus given extra data”.
In math we say “axioms” and “implications/theorems/corollaries”. In physics we say “theory” and “predictions”.
The fight about whether string theory pre- posts- or retrodicts something is hence like many of those fights in the String Wars: it is not so much about the theory itself, but about its sociological consequences.
Technically I think it is quite right to say that string theory predicts gravity. But when the discussion is all about whether or not we, as a society, are taking great risks by spending so many resources on this theory, we may tend to dislike stating this technically correct statement this way, because we may feel that it does not sufficiently amplify the point that this prediction is rather useless, for our practical purposes.
Of course, one advantage of a future prediction is that without knowing the details of the predicting theory, if the prediction is surprising and it turns out true, then you will be impressed.
On the other hand, in the case of retrodiction, without diving into the details of the theory, as far as you know the theorists might have just tweaked the parameter knobs of their theory to get the right result.
How many “knobs” are there which we can tweak to make gravity not emerge? Closed strings obeying special relativity yield graviton states upon quantization. I can change the string length, or I can ramp up the dilaton expectation value to vary the coupling, but just how hard is it to make the basic form of gravitation go away?
I recall a quote from Lisa Randall about this:
“Sure, string theory predicts gravity…. ten-dimensional gravity.”
Urs wrote:
In math we say “axioms” and “implications/theorems/corollaries”. In physics we say “theory” and “predictions”.
Suppose someone comes up with a theory of physics. We can imagine three things happening:
Very roughly speaking (see the fine print below), we get really excited when a theory does 1. We get a bit excited when a theory does 2. And, we feel the theory isn’t obviously wrong when it does 3.
For example:
General relativity reduces to Newtonian gravity in a suitable limit — that’s an event of type 3. It told Einstein that general relativity isn’t obviously wrong.
General relativity predicted the rate at which Mercury’s orbit precesses — that’s an event of type 2. This got Einstein and other people a bit excited about general relativity.
But also, general relativity predicted how much starlight bends when it goes around the sun — that’s an event of type 1. This got Einstein and other people really excited about general relativity. This is when Einstein made the front page of the New York Times, with a headline reading:
Lights All Askew In The Heavens
Men Of Science More Or Less Agog Over Results Of Eclipse Observations
Einstein Theory Triumphs
When I spoke of ‘predictions’ in This Week’s Finds, I was referring to events of type 1 and (to a lesser extent) type 2. The ‘prediction’ of gravity by string theory is an event of type 3.
The fight about whether string theory pre- posts- or retrodicts something is hence like many of those fights in the String Wars: it is not so much about the theory itself, but about its sociological consequences.
I don’t think the difference between events of type 1, 2 and 3 is merely ‘sociological’. I really think a good scientist should — other things being equal — be more excited by events of type 1 than by events of type 2, and more excited by events of type 2 than events of type 3. There are good reasons for this: the low-numbered events really do have more ‘confirmatory power’, all else being equal. Consult your local philosopher of science (David) for further discussion of ‘confirmatory power’.
Of course, other things aren’t always equal. We know the masses of elementary particles already, so if someone invents a theory that lets us calculate them all, it will be an event of type 2 — but if the theory is very nice, we’ll get really excited, because people have tried and failed to do this for so long!
Etcetera: one can imagine all sorts of scenarios where we’re bored stiff by an event of type 1, or fantastically thrilled by an event of type 3.
Nonetheless, I still think there’s something to my point.
If an event of type 1 occurs for string theory, there will be a headline on the front page of the New York Times about it, and an issue of This Week’s Finds specially devoted to it!
Etcetera: one can imagine all sorts of scenarios where we’re bored stiff by an event of type 1, or fantastically thrilled by an event of type 3.
Case in point:
I seem to have lent my copy of Intellectual Impostures to a friend, so I’d have to look up the references from scratch, but I recall that Weinberg among others has pointed out that the “type 1” prediction of GR, the deflection of light during a solar eclipse, was in fact a worse test than the perihelion of Mercury. Once all the error bars are figured in, etc., the eclipse measurement was more likely to be wrong. So, it’s the type 2 prediction which gives us more reason to perk up our ears.
A true pedant might want to call the perihelion measurement a type 3 prediction, because it could be “predicted” (or at least “explained away”) by a dark matter hypothesis: an intra-Mercurial planet, which the people of the time called Vulcan. (Insert your own Star Trek joke here.)
Of course, now we have type 1 predictions — gravitational redshifts, to begin with — making the whole shebang more than a little academic.
Blake Stacey wrote:
A true pedant might want to call the perihelion measurement a type 3 prediction, because it could be “predicted” (or at least “explained away”) by a dark matter hypothesis: an intra-Mercurial planet, which the people of the time called Vulcan.
Le Verrier predicted the existence of Neptune in the 1840s, due to anomalies in the motion of Uranus. It was found in 1846. Attempting to repeat his success, in 1859 he predicted the existence of a new planet to explain the precession of the orbit of Mercury. Between 1859 and 1878 there were some reported sightings of this planet, and it was dubbed ‘Vulcan’. But these sightings were never reliably confirmed. I’ve heard that by the time Einstein came along, fans of this hypothesis were reduced to positing a gaseous Vulcan to explain the precession of Mercury.
Shades of dark matter indeed!
Anyway, the true pedant could argue that almost every really interesting type 2 prediction is really a type 3 prediction, because someone, somewhere, has some nutty theory that already predicts this number. For example, there are certainly plenty of crackpot numerologists who can ‘explain’ the masses of elementary particles!
So, perhaps type 2 should be defined as:
2. The theory lets us calculate some quantity whose value we previously knew, but could not calculate using previous accepted theories.
But I don’t have the patience to fill all the other loopholes one can dream up, so please don’t point out more!
We can imagine three things happening:
Yes! Certainly. I agree. I wrote essentially the same, necessarily in other words, a few comments above:
Technically I think it is quite right to say that string theory predicts gravity. […] we may tend to dislike stating this technically correct statement this way, because we may feel that it does not sufficiently amplify the point that this prediction is rather useless, for our practical purposes. #
So we all agree that “predicts/explains gravity” does not imply “get too excited”.
What I was just trying to point out is that the reverse is also false: “don’t be excited about it” does not imply that “string theory does not predict/explain gravity”, which was the statement I was responding to #.
For me, it is important that I understand what is true and not about the technical aspects of a given theory and know how to distinguish that from assessing what that implies for the relevance of the theory for our endeavor of understanding the universe.
I think it is a true fact that string theory predicts/explains gravity. You and Peter Woit keep emphasizing of how little use this is, for our practical needs (that’s what I meant by the “sociological” implication of this fact). And I agree with that!
Having said what I said above, concerning how very non-exciting aspects of string theory are, I would want to add the following:
this is true from a phenomenological standpoint. Everybody who cares about observable physics but not about theoretical structures and the like, should ignore string theory.
On the other hand, personally, I am of that other kind: my main interest is maybe more the structural aspect of theoretical physics, than cranking out numbers and compare notes with the accelerator people.
From that point of view, I do find string theory very exciting indeed. It may be phenomenologically unviable, but I can hardly ignore it when I am interested in structural aspects of quantum theory, gauge theory and gravity.
I am often puzzled by conversations like
A: “AdS/CFT is considered to provide a non-perturbative definition of quantum gravity on asymptotically spaces.”
B: “Yawn, oh how very boring! That’s not the number of large dimensions we observe, nor the right sign of the cosmological constant. That’s so uninteresting. ”
From that point of view, I do find string theory very exciting indeed. It may be phenomenologically unviable, but I can hardly ignore it when I am interested in structural aspects of quantum theory, gauge theory and gravity.
Urs, would you agree with the following two assertions?
1. GR is both background independent and local, in an appropriate sense. In contrast, no (known) formulation of string theory fulfills both desiderata: perturbative ST is not background independent, and AdS/CFT is not local.
2. Infinite conformal symmetry in the strict sense is not compatible with locality neither. To have local observables, i.e. correlators that depend on separation, you need an anomaly.
Being interested in structural aspects of quantum gravity, I find it very exciting to be able combine background independence and locality.
Urs wrote:
I am often puzzled by conversations like
A: “AdS/CFT is considered to provide a non-perturbative definition of quantum gravity on asymptotically spaces.”
B: “Yawn, oh how very boring! That’s not the number of large dimensions we observe, nor the right sign of the cosmological constant. That’s so uninteresting.”
To understand the reaction, you need to imagine not just one person saying statement A, but hundreds of people writing papers about it — and seeking tenured jobs on the basis of these papers. An unproved conjecture can be fascinating but still become tiresome when enough people write about it. When jobs are at stake, the negative reactions can become more stronger.
As you know (but others reading may not), the unproved conjecture you cite appeared in a 1997 paper by Maldacena. In 1998, this was the second most highly cited paper on the High-Energy Physics Literature Database — second only to the annual review of particle physics, a widely cited source of particle data. Maldacena’s paper was cited by 456 papers: “a number comparable to the total size of the string theory community (including wannabees).”
This dramatic reaction to Maldacena’s exciting idea lasted for many more years — it goes on to this day. This naturally caused a strong counter-reaction from people who wondered why so many physicists (rather than mathematicians) should be getting jobs for working on supersymmetric quantum gravity in a universe with the wrong number of large dimensions and with a cosmological constant of the wrong sign.
Imagine, for example, that one year the second-best-cited paper in physical chemistry concerned a conjecture about a very beautiful theory in which carbon was a noble gas.
To understand the reaction […]
Yes, I know: it is the “sociological component” of this which is disturbing. (Maybe that word is not the best one: I just mean it is a problem with us, not within the platonic world of ideas that string theory lives in, hope you see what I mean)
Just for myself, though, I will keep finding fact X, interesting indepent of the number of other people doing so.
And, as you know, for many of the facts that I find interesting, the problem is exactly the opposite as for the one we discussed here: there are annoyingly few other people appreciating them, rather than annoyingly many. :-)
And, as you know, for many of the facts that I find interesting, the problem is exactly the opposite as for the one we discussed here: there are annoyingly few other people appreciating them, rather than annoyingly many. :-)
Amen, brother.
And then the two can go together. Few things are more demoralizing than an underpopular great idea (say, extensions of knot invariants to tangles, cospan extensions…) paired with a vastly more popular idea (say, Khovanov homology). The upshot is like the counterintuitive effect when two balloons are connected by a tube for air to flow: the smaller balloon contracts even further until none of the molecules left trying to fill it can get a job anywhere.
an underpopular great idea (say, extensions of knot invariants to tangles, cospan extensions…) paired with a vastly more popular idea (say, Khovanov homology)
Do I understand correctly that your concern here is that Khovanov homology is just a very specific example of the more general problem of extensions of knot invariants?
If so, I could add to that example the curious interest for “integrable systems” in certain circles…
Do I understand correctly that your concern here is that Khovanov homology is just a very specific example of the more general problem of extensions of knot invariants?
Partly yes and partly no. Khovanov-style homology theory is one form of categorification for knot invariants, and categorification is one (very important) part of extending knot invariants to tangles, but I wouldn’t say it’s just a special case. It lies in the intersection of the categorification program and the tangle theory program, and so goes beyond both in certain ways.
There are also “lower” parts of the tangle theory program that can lend insight into the Khovanov program. For instance, there are many tangle extensions of the bracket, and Kh(T) categorifies only one of them. And though it’s solved some old problems, I do agree with the old knot guard that cry out, “but where’s the topology?” The bracket extensions “on the ground” show all the possible shadows for categorification, and one of them may show what the topological content of the bracket is.
As it is, though, I know just a handful of people who have expressed interest in extending knot invariants to tangles, and only one person actually working in earnest on the problem. Everyone already knows that Khovanov homology is interesting now that he crossed that valley, and many people are busy climbing the hill. Trying to convince people to cross another valley is difficult at best.
I don’t have the relevant books to hand, but I seem to remember an argument to the effect that scientists were more impressed by GR’s retrodiction of Mercury’s behaviour than they were by the bending of star light, and that they were right in this as Mercury tested GR more severely.
The argument was conducted in terms of number of parameters tested. For the sake of argument let’s simplify the situation so that we have a theory which when we ensure it lines up with an old theory in a limit fixes its constants. Then we may imagine that as we look at the expansion as a Taylor series about the classical solution there are a string of predicted coefficients. Now to the point, it may happen that a piece of retrodiction puts more of these coefficients to the test than does a prediction. In which case the retrodiction was a more severe test and has greater confirmatory power.
Of course, if you’re viewing all this from the outside and you see a new phenomenon - like light-bending - predicted and found, you’ll probably be more impressed than by an old phenomenon - like Mercury - explained. Without knowing the details of parameter-fixing this is reasonable.
Internally things are more subtle than I’ve allowed so far. You’d want to have an idea of how the selection of a particular theory from a family is done. Was it a ‘natural’ family, the chosen member of which is a simple choice by say agreement in the limit with an old theory. How much support do the principles guiding the choice of that family have. The fear being that the family has been engineered to look like a simple choice has been made to agree with the old theory.
A final note, those of you who have been reading my posts and/or cake talk on statistical learning theory will know that learning is not just about the number of parameters.
John suggests 3 things that may increase our confidence in a scientific theory:
Item 1. (and only item 1.) is what I understand by the word ‘prediction’. If the quantity predicted and measured had been in some way determined earlier (but unknown to the proponents of the theory, for whatever reason), then you might say ‘retrodiction’ instead, but this is not philosophically signifcant.
I would call item 2. ‘explanation’, rather than ‘prediction’. Item 3. may be an explanation as well, if there is some superiority of the new theory over the old: initially, if it simpler (or background independent, or otherwise preferable, possibly controversially so); later on, if we come to believe (probably through separate evidence of type 1.) that the old theory is simply wrong and the new theory is (more) correct.
Well, this is how I understand the words ‘prediction’ and ‘explanation’, but I won’t fight for them. Now that John has made this list, it’s probably better just to use the numbers 1,2,3., since they get at the heart of the matter, rather than arguing over the meaning of common words.
And here is one point at the heart of the matter: No matter how many successes a theory has of type 3., and even of type 2., in science we require confirmation of type 1. as well. If necessary, we force events of type 1. to occur; that is, even if we have already accounted for all observations, we perform experiments to create new observable phenomena. Without experimentation (or some other source of continually new observations), we do not have falsifiability (to use Popper’s term), at least not in practice. Then we risk degeneration into ‘Greek science’ (if I may be so boldly insulting to Aristoteles and company), flying into the clouds of theory without the ground of observation. (And this problem may occur through no fault of the theory or its proponents, if we simply lack the technological ability to perform experiments! Therein lies the tragedy of this endeavour.)
Well, this is how I understand the words ‘prediction’ and ‘explanation’, but I won’t fight for them. Now that John has made this list, it’s probably better just to use the numbers 1,2,3., since they get at the heart of the matter, rather than arguing over the meaning of common words.
Agreed! What’s more, by speaking of 1-dictions, 2-dictions and 3-dictions, we can generalize to -dictions, where the “worth” of the diction falls with increasing . This gives a numerical gloss to the qualitative graph shown on page 5 of this Alan Sokal paper.
Creationism, for example, is an -diction.
David Corfield wrote:
Many historians of physics reckoned that general relativity’s accounting for the anomalous precession of Mercury’s perihelion was hugely influential in getting physicists to sign up to it. Now what kind of ‘-diction’ was involved there? The anomaly had been known for several years.
You already said yourself what it was: an explanation. That’s valuable, but that’s all; it’s intellectually dishonest to try to turn this into a prediction. (And GR had its own important prediction at the time: the bending of light by massive objects).
Philosophers of science usually call it a retrodiction.
Do they? This doesn’t fit my own understanding of the word’s meaning (which is well represented by the definition that I quoted from Wikipedia). Perhaps people do not use the word consistently?
Did it matter whether the data had been used in the construction of the theory, etc. Indeed, Einstein had rejected an earlier theory because it was incompatible with this data.
In my opinion, this is exactly what is important. If Einstein hadn’t known about Mercury, then this should have counted as a prediction (or retrodiction, but as I said the distinction is vague and unimportant) for him, increasing his own confidence in the theory. As it was, Einstein was still rightly confident, as only his theory provided an explanation, but not as confident as a confirmed prediction should make him. In any case, astronomers at large would count this only as an explanation, not a prediction. But if they too had not known about Mercury’s anomaly (say, if they were just beginning to get such precise measurements), then they too would count it as a prediction, and it would have been a more stunning success.
String theorists may argue that string theory explains gravity. (I don’t think so, since the explanation is more complicated and less clear than Einstein’s theory, which is to be explained. But at least it is consistent with quantum physics, so I can certainly accept a difference of opinion here.) But unless they’re using words differently from the way that I understand them, it certainly does not predict (or retrodict, whatever) gravity.
Science is more than merely a search for explanations of known facts. It relies also on tests against new facts. This is where prediction comes in.
String theorists may argue that string theory explains gravity. (I don’t think so, since the explanation is more complicated and less clear than Einstein’s theory, which is to be explained.
At the classical level, which is what you seem to have in mind, Einstein says: extremize the Einstein-Hilbert action.
String theory would offer an explanation for why this is the action functional to be extremized: because this is what makes spacetime a target for conformal 2-dimensional theories.
That, in turn, would happen to xxxdict or explain the presence of a perturbative quantization of the Einstein-Hilbert action.
It might be useful to look other examples for this kind of explanation of one theory by another.
Alain Connes has another theory which offers an explanation for why Einstein found himself extremizing the Einstein-Hilbert functional, instead of some other functional: he postulates that the action functional in question should be a functional of target space together with a certain Dirac operator on that, satisfying a natural compatibility condition. He calles this principle the “spectral action principle”.
And it predicts/explains gravity: feed in a Dirac operator and out comes the Einstein-Hilbert action functional, together with couplings to other fields.
What Connes’s principle so far does not predict is the existence or nature of a quantum version of this.
Maybe he just has to realize his spectral triple as a limit of a suitable CFT, though…
Anyway, I very much agree with what you say about the usage of “predicts”, “explains”, etc. as long as the everyday understanding of these terms is concerned, and their implications for the gullibility of those who have to distribute the money, but for technical reasons I doubt that you would want to consistently search for alternatives for “predict” when you want to refer to the implications some physics theory has.
Well, I’d be content with consistently using any other reasonable term to express the technical idea “follows from the axioms”. “Explains” would be fine with me.
“Explains” would be fine with me.
My choice, in chapter 6 of my book, was “accounts for”. “Explains” comes with quite a lot of philosophical baggage from the heyday of logical empiricism.
My choice, in chapter 6 of my book, was “accounts for”.
Okay, that’s another good possibility.
If all of physics had been made very precise, a physical theory would be a collection of definitions and axioms, and the only reasonable term for what the theory does to statements it explains, predicts or accounts for would be: “implies”.
As Toby points out, many physics theories are much more vague than our standard mathematical axiom systems. But, on the other hand, hypotheses and implications of these certainly have their place also outside of rigorous mathematics, where they may be subject to a certain degree of doubt, but still useful and relevant.
In fact, let me say: the assumption of a surface weighted by its proper volume to have a consistent quantization implies that its target space is a solution to Einstein’s equations (yes, in 26 dimensions and with a bunch of extra fields coupled to it).
Urs wrote in part:
I’d be content with consistently using any other reasonable term to express the technical idea “follows from the axioms”. “Explains” would be fine with me.
Perhaps I’m just not properly aware of how words like ‘prediction’ are technically used in science (or rather, the philosophy thereof). But I certainly would prefer ‘explains’ to ‘predicts’ here.
Actually, I don’t intend anything so formal or mathematical by ‘explain’, so a theory can explain a fact without being precise enough that following from axioms is an applicable concept. On the other hand, a complicated theory doesn’t really ‘explain’ a simple fact, even when the fact clearly does follow in as strict a sense as you may desire, so there is something akin to algorithmic complexity (as you suggested) involved as well.
In any case, these are sociological or philosophical terms rather than strictly scientific ones.
On the other hand, a complicated theory doesn’t really ‘explain’ a simple fact
I take it you are arguing that string theory does not even “explain” gravity (let alone predict it) due to it being more complicated than Einstein gravity. Is that what you have in mind?
This is curiously opposite to how I perceive the situation. String theory may be all wrong and everything, but it sure derives gravity (and a little more, maybe a little too much ;-) from a very simple premise:
The action of the plain relativistic particle (in Nambu-Goto form) is the proper worldvolume of its worldline. Quantizing this gives the Klein-Gordon equation (the relativistic Schrödinger equation). Second-quantizing this gives free field theory.
The single premise of perturbative string theory is to replace the 1-dimensional worldline of the Klein-Gordon particle by a 2-dimensional surface, while naturally keeping the action to be given by the proper volume.
That’s it. Nothing more. Nothing more natural than this generalization.
Quantize this, and you run into a very rich structure, including gravity.
The single premise of perturbative string theory is to replace the 1-dimensional worldline of the Klein-Gordon particle by a 2-dimensional surface, while naturally keeping the action to be given by the proper volume.
That’s it. Nothing more. Nothing more natural than this generalization.
Quantize this, and you run into a very rich structure, including gravity.
“Nothing more”?
If you just “quantize this” you have a problem on your hands with a tricky symmetry to handle. When you work hard and figure out how to handle it you have a 26 dimensional theory with a tachyon that has no stable vacuum state.
Now if you figure out how to instead construct a superstring (which requires more new ideas than “nothing”), you’ll have a ten-dimensional theory. Sorry 10d GR is not the gravity we know and love that Einstein figured how for us.
Getting successfully from 10d down to 4d is not exactly “nothing”.
Again, string theorists who claim that superstring theory predicts gravity should make clear when they say this that they are talking about 10d gravity.
Re: This Week’s Finds in Mathematical Physics (Week 246)
Layman question: What about another “string-inspired” application?
“Applications of the AdS/CFT correspondence to strongly coupled QCD as observed in relativistic heavy ion collisions” (citing backreaction.blogspot.com here)
Isn’t it the most promising “string-inspired” construction? It seems it could be (almost) experimentally verified.