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July 28, 2025

The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

Posted by John Baez

Quick question. Classically the harmonic oscillator Hamiltonian is often written 12(p 2+q 2)\frac{1}{2}(p^2 + q^2), while quantum mechanically it gets some extra ‘ground state energy’ making the Hamiltonian

H=12(p 2+q 2+1) H = \frac{1}{2}(p^2 + q^2 + 1)

I’m wondering if there’s any way to see the extra +12+ \frac{1}{2} here as arising from the Duflo isomorphism. I’m stuck because this would seem to require thinking of HH as lying in the center of the universal enveloping algebra of some Lie algebra, and while it is in the center of the universal enveloping algebra of the Heisenberg algebra, that Lie algebra is nilpotent, so it seems the Duflo isomorphism doesn’t give any corrections.

Whenever someone says “quick question”, I’m unable to give them a quick answer. Is that the case here?

Posted at July 28, 2025 1:48 PM UTC

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Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

Hi John,

You don’t see the extra 1/2 when you’re looking at the state space as a Heisenberg Lie group/algebra representation, so not in Duflo isomorphism there.

You do see it in the symplectic group representation, but it’s like the spin case: you have a Lie algebra representation which only exponentiates to a group representation up to sign.

This does show up in the Duflo isomorphism story, not for Heisenberg, but symplectic. There’s a mysterious factor there, one aspect of the usual “rho-shift” (rho=half sum of positive roots) that shows up in these formulas. This is the same 1/2 you’re thinking about.

Posted by: Peter Woit on July 28, 2025 4:48 PM | Permalink | Reply to this

Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

I know how the extra 1/21/2 in the harmonic oscillator Hamiltonian is connected to the metaplectic group being a double cover of the symplectic group—and why you have to take the Fourier transform four times to get back the function you started with, not just two. But I don’t see how that 1/21/2 is connected to the Duflo isomorphism.

The Duflo isomorphism is a map

S(𝔤) 𝔤U(𝔤) 𝔤 S(\mathfrak{g})^\mathfrak{g} \to U(\mathfrak{g})^\mathfrak{g}

from the 𝔤\mathfrak{g}-invariant part of the symmetric algebra of a Lie algebra 𝔤\mathfrak{g} to the 𝔤\mathfrak{g}-invariant part of its universal enveloping algebra, which is the same as the center of the universal enveloping algebra.

The classical (resp. quantum) harmonic oscillator Hamiltonian is naturally seen as an element of the symmetric (resp. universal enveloping) algebra of the symplectic group’s Lie algebra 𝔤\mathfrak{g} — but not, alas a 𝔤\mathfrak{g}-invariant element! In fact it’s just an element of the Lie algebra itself, and not a central one. So I don’t get how Duflo applies.

It’s annoying that I know how the Duflo isomorphism gives a seemingly subtler shift in energy levels, namely for the hydrogen atom. I just blogged about it:

But I don’t see how it’s relevant to the harmonic oscillator!

By the way, in my struggles I bumped into a nice blog article relating the Duflo isomorphism to the rho-shift:

Posted by: John Baez on July 28, 2025 7:06 PM | Permalink | Reply to this

Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

Ignore my last comment, crossed yours. Will read your new Kepler problem post to see what you are really asking about.

That blog post you link to is great.

Posted by: Peter Woit on July 28, 2025 7:21 PM | Permalink | Reply to this

Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

Reading your question more carefully, I realize things to say are

  1. H isn’t in the center of the universal enveloping algebra of the Heisenberg Lie algebra (if 1,q,p a basis of that Lie algebra, and 1 acts by the constant hbar, the center is the polynomials in hbar).

  2. H also isn’t in the center of the universal enveloping algebra of the symplectic group. It is the action of the Lie algebra of a U(1) subgroup of the symplectic group (SL(2,R) in this case). The shift by 1/2 makes this exponentiate to a true representation of a double cover of SL(2,R). The center of SL(2,R) is polys in the Casimir, the rho shift shows up when you want to identify this algebra with Weyl-invariant polys on the Lie algebra of the Cartan (Harish-Chandra isomorphism) or ad-invariant polys on the Lie algebra (Duflo).

Posted by: Peter Woit on July 28, 2025 7:17 PM | Permalink | Reply to this

Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

You’re right, I was wrong: the quantum harmonic oscillator Hamiltonian is not in the center of the universal enveloping algebra of the Heisenberg Lie algebra.

So, apparently neither of us know a way to see the energy shift in the quantum harmonic oscillator Hamiltonian as a special case of the Duflo isomorphism—because we don’t know a way to think of it as living in the center of the universal enveloping of some Lie algebra.

Posted by: John Baez on July 28, 2025 8:08 PM | Permalink | Reply to this

Re: The Duflo Isomorphism and the Harmonic Oscillator Hamiltonian

I would argue (somewhat unconventionally) that the 12\tfrac{1}{2} is unnatural.

Let’s generalize this slightly to nn identical harmonic oscillators. Passing from the classical Hamiltonian

(1)H=12 a=1 n(p a 2+q a 2)H = \tfrac{1}{2} \sum_{a=1}^n (p_a^2+q_a^2)

to the quantum Hamiltonian is inherently ambiguous since pp and qq don’t commute. Different orderings differ lead to quantum Hamiltonia that differ by a constant.

Classically, (1) has an apparent O(2n)O(2n) symmetry. The symplectic form ω= a=1 ndp adq a \omega = \sum_{a=1}^n d p_a\wedge d q_a has an Sp(n)Sp(n) symmetry. The intersection O(2n)Sp(n)U(n)O(2n)\cap Sp(n) \simeq U(n). That symmetry is made manifest by writing (1) as

(2)H=12 a=1 n(p a+iq a)(p aiq a)H = \tfrac{1}{2} \sum_{a=1}^n (p_a+i q_a)(p_a -i q_a)

At the classical level, these are of course equal. But (2) makes the U(n)U(n) symmetry manifest. Passing from (2) to the quantum Hamiltonian yields the one with vanishing ground state energy.

Posted by: Jacques Distler on July 29, 2025 1:20 PM | Permalink | PGP Sig | Reply to this

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